Structured Product Specialist

Company Description

Under WRISE Group, WRISE Prestige is the holding company of financial institutions (SFC Type 1, 4 and 9 licenses) specialising in brokerage and asset management services. As the latest business collaboration between the WRISE Group and the Wealth Group, Wrise Prestige forms an important part of the overall ecosystem of providing tech-based investment advisory, wealth management and solutioning services to a wide spectrum of clients from UHNWI’s to the mass affluents.

WRISE Prestige distributes structured products to the mass affluent. WRISE Prestige aims to use WRISE’s core wealth management engine to empower the affluent, providing them with the same price transparency and unique opportunities for direct investments.

Job Responsibilities
  • Contribute to revenue target through execution of structured products. Book executed trades into system accurately and timely
  • Follow WRISE Prestige’s risk framework, actively monitor market exposure and concentration risk
  • Expand product offering platform by onboarding new counterparties, vendors, and issuers 
  • Perform periodical counter party business review and due diligence
  • Acting as contact point to counter party, monitor lifecycle event and confirm with counter party for lifecycle details, support back office for trade / settlement discrepancy, settlement disputes if any
  • Participate in driving improvement in efficiency of the business through the delivery of enhancements of current tools and potentially implementation of other tools
Requirements
  • Relevant degree with 3-5 years of experience in private banking dealing and advisory
  • Good knowledge of structured products
  • Working knowledge and familiarity with the relevant HK regulatory requirements
  • Type 1 Licensed representative; Type 1 responsible officer will be a huge plus
  • Able to work independently
  • Good communication and interpersonal skills with strong sense of teamwork
  • Sense of risk management and design, creativity and problem-solving skills
  • Integrity, ethical standards, and sound judgment, with commitment to excellence

Apply now and join us on our exciting journey! For interested applicants, please submit your resume to Amanda.Wong@wrise.com

Structured Product Specialist